Sec Funding Portal Login

Table of contents
1. How to Apply as a New Funding Portal | FINRA.org
2. How to Register a Reg CF Funding Portal with the SEC ...
3. Funding & tenders - European Commission
4. Funding Portal Registration Guide | DART – Deloitte ...
5. SEC Charges Crowdfunding Portal, Issuer, and Related ...
6. SEC approves Investree as country’s first crowdfunding portal
7. Crowdfunding Intermediaries - Funding Portals vs. Broker ...
8. Crowdfunding Under Title III: Building an SEC-Compliant ...
9. Register as a New Funding Portal | FINRA.org
10. EquityNet | Funding Portal Definition
11. SEC Charges Crowdfunding Portal With Issuing Fraudulent ...
12. In First Case Involving Regulation Crowdfunding, SEC ...
13. SEC OKs Philippines’ first crowdfunding portal │ GMA News ...
14. SEC Crowdfunding Rule Summary – Publications | Morgan Lewis
15. Funding Portal Trucrowd, Crowdfunding Issuers Hit With SEC ...
16. Crowdfunding JOBS Act, Crowdfunding Portal Requirements ...
17. SEC Announces Proposed New Crowdfunding Regulations ...
18. SEC Registered/FINRA Approved Equity Crowdfunding Portal ...
19. Case Study: SEC's enforcement action against TruCrowd ...
20. Funding Portal Registration Guide - Lexis® Securities Mosaic
21. SEC Charges Crowdfunding Portal, Issuer, and Related ...
22. In First Case Involving Regulation Crowdfunding, SEC ...
23. First crowdfunding portal in PH gets SEC approval
24. Netcapital Funding Portal Hires Equity Stock Transfer as ...
25. D — Funding Portal Regulation | DART – Deloitte Accounting ...
26. Working the Crowd: A Primer for Funding Portals | New York ...
27. SEC Proposes Crowdfunding Rules - Forbes
28. Welcome | WaterWorks - Invest In Water Solutions
29. eCFR :: 17 CFR Part 227 Subpart D -- Funding Portal Regulation
30. Crowdfunding - Federal Register
31. Akemona Announces Public Beta Test of their Digital ...
32. Dream On—FINRA Issues Its First Litigated Enforcement ...
33. Akemona Announces Public Beta Test of their Digital ...

https://www.finra.org/registration-exams-ce/funding-portals/how-apply-new-funding-portal

Applicants must complete SEC Form Funding Portal and submit it to the SEC electronically using EDGAR. The SEC will assign your firm an SEC file number that is required to gain access to the FINRA Entitlement Program. Learn more about registering with the SEC. 3. Complete the FINRA Entitlement Form

https://lenderkit.com/blog/funding-portal-registration-and-costs/

Dec 30, 2020 · A funding portal is a crowdfunding intermediary that, in accordance with Section 304 (b) of the JOBS Act and Exchange Act Section 3 (a) (80), can engage in only limited activities. Reg CF portals are allowed to provide fundraisers with a digital account where they can create an offering and let investors take part in deals.

https://ec.europa.eu/info/funding-tenders/opportunities/portal/screen/home

The Funding and Tenders Portal is the single entry point (the Single Electronic Data Interchange Area) for applicants, contractors and experts in funding programmes and procurements managed by the European Commission. Cookies. This site uses cookies to offer you a …

https://dart.deloitte.com/USDART/home/accounting/sec/sec-material-supplement/jobs-act/frequently-asked-questions/crowdfunding-title-iii/funding-portal-registration-guide

Funding portals may begin registering with the SEC on new Form Funding Portal beginning on January 29, 2016. It is important to note that the crowdfunding rules (aside from the registration procedures and forms for funding portals) will take effect on May 16, 2016. Thus, while funding portals may apply to register with the SEC starting on ...

https://www.hedgeco.net/news/09/2021/sec-charges-crowdfunding-portal-issuer-and-related-individuals-for-fraudulent-offerings.html

Sep 21, 2021 · HedgeCo.Net) The Securities and Exchange Commission has charged three individuals and one issuer with conducting a fraudulent scheme to sell nearly $2 million of unregistered securities through two crowdfunding offerings. The SEC also charged the registered funding portal and its CEO, who placed the offerings on the portal’s platform.

https://www.bworldonline.com/editors-picks/2021/01/08/337626/sec-approves-investree-as-countrys-first-crowdfunding-portal/

Jan 08, 2021 · Investree is the first crowdfunding intermediary and funding portal that registered with the SEC since the guidelines on crowdfunding took effect in July 2019. The company is a joint venture between Filinvest Development Corp. and Investree Singapore Pte. Ltd.

https://crowdwise.org/funding-portals/crowdfunding-intermediaries-funding-portals-vs-broker-dealers/

Aug 19, 2019 · A funding portal is a new type of crowdfunding intermediary created by Title III of the JOBS Act. Funding portals are one type of website where investors can go to browse online for investment opportunities in startups. Broker-dealers, on the other hand, are not new; they have been around for decades and are the second type of intermediary ...

https://srf.law/crowdfunding-under-title-iii-building-an-sec-compliant-funding-portal/

Nov 30, 2015 · Successful funding portals will be those that develop an SEC-compliant architecture that facilitates issuer disclosure and compliance. Funding portals should build disclosure mechanisms into their platform, whereby issuers would be automatically prohibited from offering or selling securities on the platform if they were deficient in their ...

https://www.finra.org/registration-exams-ce/funding-portals/register-new

Learn the steps to take to submit a new funding portal member application, from reserving your firm's name to filling out all the required forms via the Funding Portal Gateway. What to Expect After You Apply After receiving a complete application, FINRA …

https://www.equitynet.com/crowdfunding-terminology/funding-portal

Funding Portal A funding portal is defined as a crowdfunding intermediary that does not: (1) offer investment advice or recommendations. (2) solicit purchases, sales, or offers to buy securities offered or displayed on its website or portal.

https://advisornews.com/innarticle/sec-charges-crowdfunding-portal-with-issuing-fraudulent-offerings

Sep 21, 2021 · The Securities and Exchange Commission charged three individuals and one issuer Monday with conducting a fraudulent scheme to sell nearly $2 million of unregistered securities through two crowdfunding offerings. The SEC also charged the registered funding portal and its CEO, who placed the offerings on the portal’s platform.

https://www.mondaq.com/unitedstates/securities/1114442/in-first-case-involving-regulation-crowdfunding-sec-charges-funding-portal-and-issuer-for-involvement-in-fraudulent-distribution

Sep 24, 2021 · The SEC charged three individuals and an issuer with conducting two fraudulent crowdfunding schemes; the SEC also brought charges against the registered crowdfunding portal on which the offerings were conducted and its CEO for failing to respond to red flags. This is the SEC's first case involving Regulation Crowdfunding.

https://www.gmanetwork.com/news/money/companies/770855/sec-oks-philippines-first-crowdfunding-portal/story/

Jan 07, 2021 · The Securities and Exchange Commission (SEC) said Thursday it has given the go signal for a crowdfunding platform to commence operations. ... December 22, 2020 meeting, the SEC said its Commission En Banc approved the application of Investree to operate as a funding portal and act as a crowdfunding intermediary, subject to its compliance with ...

https://www.morganlewis.com/pubs/2015/11/sec-crowdfunding-rule-summary

Nov 06, 2015 · A funding portal would be required to register with the SEC on the new Form Funding Portal and become a member of a national securities association (currently, the Financial Industry Regulatory Authority). A company that relies on the rules would be required to conduct its offering exclusively through one intermediary platform at a time.

https://www.crowdfundinsider.com/2021/09/180602-funding-portal-trucrowd-issuers-hit-with-sec-fraud-charges/

Sep 20, 2021 · The SEC further alleges that TruCrowd Inc., a registered funding portal, and its CEO, Vincent Petrescu, hosted the Transatlantic Real Estate and 420 Real Estate offerings on TruCrowd’s platform.

http://www.legalandcompliance.com/securities-law/crowdfundingjobsact/

Funding Portal Requirements. The Crowdfunding Act creates a new Section 4A of the Securities Act of 1933, entitled “Requirements with Respect to Certain Small Transactions.” New Section 4A sets forth the requirements for Funding Portals. Each of the requirements is subject to the more detailed rules that will be drafted by the SEC.

https://gowercrowd.com/real-estate-insights/sec-announces-proposed-new-crowdfunding-regulations

At first glance, it is tempting for a sponsor to consider creating their own portal to raise up to $5 million from accredited and non-accredited investors under these new regulations. However, the SEC requires regulation crowdfunding to be done through a funding portal that the sponsor does not own. The owner of the portal and the sponsor must ...

https://www.bizbuysell.com/Start-Up-Business/SEC-Registered-FINRA-Approved-Equity-Crowdfunding-Portal/1954760/

The company is an existing SEC Registered and FINRA approved equity crowdfunding portal for Regulation Crowdfunding Offerings. The portal, website, technology, escrow, documents, and transactions are all digital. This is currently in Boston but can be run from anywhere in the world, as it is all done online. It would take you up to $500,000 and ...

https://www.eventbrite.com/e/case-study-secs-enforcement-action-against-trucrowd-funding-portal-tickets-189075950257

Organizer of Case Study: SEC's enforcement action against TruCrowd Funding Portal The Crowdfunding Professional Association (CfPA) is a 501 (c)(6) nonprofit trade group that was established shortly after the signing of the Jumpstart Our Business Startup Act (“JOBS Act”).

http://www.lexissecuritiesmosaic.com/gateway/NoActionLetters/fpregistrationguide_2016-01-29.htm

Jan 29, 2016 · Funding portals may begin registering with the SEC on new Form Funding Portal beginning on January 29, 2016. It is important to note that the crowdfunding rules (aside from the registration procedures and forms for funding portals) will take effect on May 16, 2016. Thus, while funding portals may apply to register with the SEC starting on ...

https://www.streetinsider.com/Newsfile/SEC+Charges+Crowdfunding+Portal%2C+Issuer%2C+and+Related+Individuals+for+Fraudulent+Offerings/18958619.html

Sep 20, 2021 · The SEC also charged the registered funding portal and its CEO, who placed the offerings on the portals platform. ... TruCrowd Inc., a registered funding portal, and its CEO, Vincent Petrescu ...

https://www.lexology.com/library/detail.aspx?g=fcac8ae7-6157-431f-aec9-37d0e747eab8

Sep 21, 2021 · The SEC charged three individuals and an issuer with conducting two fraudulent crowdfunding schemes; the SEC also brought charges against the registered crowdfunding portal on which the offerings ...

https://newsbytes.ph/2021/01/08/first-crowdfunding-portal-in-ph-gets-sec-approval/

Jan 08, 2021 · In its December 22, 2020 meeting, the SEC approved the application of Investree to operate as a funding portal and act as a crowdfunding intermediary, subject to compliance with certain conditions.

https://www.businesswire.com/news/home/20210706005012/en/Netcapital-Funding-Portal-Hires-Equity-Stock-Transfer-as-Transfer-Agent-for-Its-Online-Securities-Offerings

Jul 06, 2021 · The Netcapital funding portal is registered with the U.S. Securities & Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA), a registered national ...

https://dart.deloitte.com/USDART/home/accounting/sec/rules-regulations/227-regulation-crowdfunding-general-rules-regulations/d-funding-portal-regulation

SEC Rules & Regulations (Title 17 — Commodity and Securities Exchanges) 227 — REGULATION CROWDFUNDING, GENERAL RULES AND REGULATIONS D — Funding Portal Regulation

https://www.nyventurehub.com/2016/02/09/working-the-crowd-a-primer-for-funding-portals/

Feb 09, 2016 · FINRA funding portal registration information can be found here. A funding portal’s SEC registration becomes effective on the later of: (1) 30 calendar days after the date that the registration is filed with the SEC; or (2) the date the funding portal is approved for FINRA membership. Form Funding Portal must be filed electronically on EDGAR ...

https://www.forbes.com/sites/deborahljacobs/2013/10/23/sec-proposes-crowdfunding-rules/

Oct 23, 2013 · Here’s a summary of the proposed rules: Crowdfunding caps an amount an issuer can raise to $1 million in any 12-month period. Crowdfunding caps the amount a …

https://www.wtrwrx.com/

All funding-portal activities are conducted by WWF Funding Portal LLC doing business as WaterWorks, a funding portal which is registered with the US Securities and Exchange Commission (SEC) as a funding portal (Portal) and is a member of the Financial Industry Regulatory Authority (FINRA).

https://www.ecfr.gov/current/title-17/chapter-II/part-227/subpart-D/

For purposes of this section, the term nonresident funding portal shall mean a funding portal incorporated in or organized under the laws of a jurisdiction outside of the United States or its territories, or having its principal place of business in any place not in the United States or its territories. ( 2) Power of attorney.

https://www.federalregister.gov/documents/2015/11/16/2015-28220/crowdfunding

Nov 16, 2015 · Securities Act Section 4A(b)(1) sets forth specific disclosures that an issuer offering or selling securities in reliance on Section 4(a)(6) must “file with the Commission and provide to investors and the relevant broker or funding portal, and make available to potential investors”. These disclosures include:

https://www.benzinga.com/pressreleases/20/12/n18836665/akemona-announces-public-beta-test-of-their-digital-securities-funding-portal

Dec 17, 2020 · Akemona is the first SEC and FINRA-approved funding portal allowing United States businesses to issue digital securities to investors worldwide using smart contracts. Digital securities issued by ...

https://businesslawtoday.org/2019/08/dream-finra-issues-first-litigated-enforcement-action-crowdfunding-portal/

Aug 28, 2019 · Section 3(a)(80) of the Securities Exchange Act of 1934 (Exchange Act) defines a funding portal as “any person acting as an intermediary in a transaction involving the offer or sale of securities for the account of others, solely pursuant to [the April 2012 exemption from registration for crowdfunding securities offerings].”

https://www.prnewswire.com/news-releases/akemona-announces-public-beta-test-of-their-digital-securities-funding-portal-301195273.html

Dec 17, 2020 · Akemona is the first SEC and FINRA-approved funding portal allowing United States businesses to issue digital securities to investors worldwide using smart contracts. Digital securities issued by ...